Modern Portfolio Theory
Framework for constructing investment portfolios to maximize return for a given level of risk.
FAQs
What is the core insight of Modern Portfolio Theory?
The core insight is that combining assets with low correlations reduces overall portfolio risk below the average risk of individual assets. What matters is not just an asset's individual risk but how it behaves relative to other portfolio holdings—poorly correlated assets provide diversification benefits.
What are the main criticisms of MPT?
MPT assumes returns are normally distributed and investors are fully rational, both of which are regularly violated. Returns exhibit fat tails and negative skew; investors show behavioral biases. It also relies on historical estimates of returns and correlations that may not hold in the future, especially during market crises.
How does MPT relate to index fund investing?
MPT underpins the case for broad diversification and passive investing. If markets are efficient, systematic risk (beta) is compensated but idiosyncratic risk is not—so investors should hold the market portfolio (essentially a low-cost index fund) for the best risk-adjusted outcome.
Related Terms
Efficient Frontier
Set of optimal portfolios offering highest expected return for each level of portfolio risk.
Capital Asset Pricing Model
Model describing relationship between systematic risk and expected return for assets in equilibrium.
Beta
Measure of an investment's volatility relative to the overall market or benchmark index.
Sharpe Ratio
Risk-adjusted return metric measuring excess return earned per unit of total volatility.