ETF
An Exchange-Traded Fund — a basket of securities that trades on a stock exchange like an individual stock, combining diversification with intraday liquidity.
FAQs
What is the difference between a mutual fund and an ETF?
Mutual funds are priced once daily at NAV and transacted directly with the fund company; minimum investments may apply. ETFs trade continuously on exchanges at market prices with no minimum beyond one share (and fractional shares are available at most brokers). ETFs are generally more tax-efficient and have lower expense ratios, but mutual funds allow automatic investment of exact dollar amounts more easily.
What are leveraged ETFs and are they appropriate for retail investors?
Leveraged ETFs use derivatives to deliver 2x or 3x daily returns of an index. Due to 'volatility decay' (daily rebalancing in volatile markets), they dramatically underperform their stated leverage over periods longer than a day. A 2x S&P 500 ETF held for a year during a flat, volatile market may return far less than 2x the index return — or even negative returns. They are not appropriate for long-term buy-and-hold investors.
What is an expense ratio and how does it affect ETF returns?
The expense ratio is the annual cost of owning an ETF, expressed as a percentage of assets — deducted automatically from fund returns. A 0.03% expense ratio on $100,000 costs $30/year; a 1.0% ratio costs $1,000/year. Over 30 years at 8% gross returns, the difference between 0.03% and 1.0% expense ratios on $100,000 is approximately $200,000 in foregone wealth through compounding.
Related Terms
Index Fund
A passively managed investment fund that tracks a market index like the S&P 500, offering broad diversification at very low cost.
Dollar-Cost Averaging
An investment strategy of investing a fixed dollar amount at regular intervals regardless of price, reducing the impact of market volatility over time.
Asset Allocation
The strategic distribution of investments across asset classes — stocks, bonds, real estate, and cash — to balance risk and return based on goals and time horizon.
Portfolio Rebalancing
The process of realigning a portfolio's asset allocation back to target weights by selling overweight assets and buying underweight assets.